Personnel SFC Licences and HKMA Registrations (ID 28885016)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
AEM ASSET MANAGEMENT LIMITED	RO	Asset management	2025-03-10	-
AEM INVESTMENT SERVICES LIMITED	Rep	Advising on securities	2023-05-09	2026-06-30
	Rep	Dealing in securities	2023-05-09	2026-06-30
AEM ASSET MANAGEMENT LIMITED	Rep	Asset management	2023-03-10	2025-03-10

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

Current registrations only

No HKMA registrations in the collected records.