Personnel Hong Kong SFC License Details (ID 28894567)

Personnel Hong Kong SFC License Details (ID 28894567)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
HSBC Global Asset Management (Hong Kong) Limited	Rep	Advising on securities	2025-10-08	2025-10-14
	Rep	Dealing in securities	2025-10-08	2025-10-14
HSBC INVESTMENT FUNDS (HONG KONG) LIMITED	Rep	Advising on securities	2025-10-08	2025-10-14
	Rep	Dealing in securities	2025-10-08	2025-10-14
HSBC Global Asset Management (Hong Kong) Limited	Rep	Advising on securities	2024-02-29	2024-03-08
	Rep	Dealing in securities	2024-02-29	2024-03-08
HSBC INVESTMENT FUNDS (HONG KONG) LIMITED	Rep	Advising on securities	2024-02-29	2024-03-08
	Rep	Dealing in securities	2024-02-29	2024-03-08
HSBC Global Asset Management (Hong Kong) Limited	Rep	Advising on securities	2023-03-15	2023-03-20
	Rep	Dealing in securities	2023-03-15	2023-03-20
HSBC INVESTMENT FUNDS (HONG KONG) LIMITED	Rep	Advising on securities	2023-03-15	2023-03-20
	Rep	Dealing in securities	2023-03-15	2023-03-20