Personnel SFC Licences and HKMA Registrations (ID 28924414)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
FULLGOAL ASSET MANAGEMENT (HK) LIMITED	Rep	Advising on securities	2026-03-20	-
	Rep	Asset management	2026-03-20	-
	Rep	Dealing in securities	2026-03-20	-
Ubiquant Asset Management Co., Limited	Rep	Advising on securities	2023-06-20	2024-01-05
	Rep	Asset management	2023-03-22	2024-01-05

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

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