Personnel SFC Licences and HKMA Registrations (ID 28954928)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
UBS SECURITIES HONG KONG LIMITED	Rep	Advising on corporate finance	2025-07-22	-
UBS SECURITIES ASIA LIMITED	Rep	Advising on securities	2023-03-27	2023-03-29

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

HKMA records could not be loaded. Please try again later.