Personnel

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Esperanza Fintech (Securities) Limited	RO	Advising on securities	2026-10-27	-
	RO	Asset management	2026-10-27	-
PIONEER ASSET MANAGEMENT LIMITED	Rep	Advising on securities	2023-03-29	2024-10-14
	Rep	Asset management	2023-03-29	2024-10-14

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

Current registrations only

No HKMA registrations in the collected records.

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Esperanza Fintech (Securities) Limited	RO	Advising on securities	2026-10-27	-
	RO	Asset management	2026-10-27	-
PIONEER ASSET MANAGEMENT LIMITED	Rep	Advising on securities	2023-03-29	2024-10-14
	Rep	Asset management	2023-03-29	2024-10-14

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

Current registrations only

No HKMA registrations in the collected records.