Personnel SFC Licences and HKMA Registrations (ID 28962127)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
313 CAPITAL MANAGEMENT LIMITED 313	RO	Advising on futures contracts	2025-06-25	-
	RO	Dealing in futures contracts	2025-06-25	-
	RO	Advising on securities	2023-03-29	-
	RO	Asset management	2023-03-29	-

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

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