Personnel Hong Kong SFC License Details (ID 28963615)

Personnel Hong Kong SFC License Details (ID 28963615)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
CHINA MERCHANTS SECURITIES (HK) CO., LIMITED	Rep	Advising on corporate finance	2026-08-07	-
	Rep	Dealing in securities	2026-08-07	-
GUOSEN SECURITIES (HK) CAPITAL COMPANY LIMITED	Rep	Advising on corporate finance	2025-10-30	2026-06-12
Ignite Capital (Asia Pacific) Limited	Rep	Advising on corporate finance	2024-12-23	2025-09-12
	Rep	Dealing in securities	2024-12-23	2025-09-12
Opus Capital Limited (HK)	Rep	Advising on corporate finance	2023-03-31	2024-12-13
UZen Securities Limited	Rep	Dealing in securities	2023-03-31	2024-09-03