| Organisation | Role | Activity | From | Until |
|---|---|---|---|---|
| UBS SECURITIES ASIA LIMITED | Rep | Dealing in futures contracts | 2023-10-30 | - |
| Rep | Dealing in securities | 2023-10-30 | - | |
| UBS SECURITIES HONG KONG LIMITED | Rep | Providing automated trading services | 2023-10-30 | - |
| Rep | Dealing in futures contracts | 2023-10-30 | - | |
| Rep | Dealing in securities | 2023-10-30 | - | |
| UBS SECURITIES ASIA LIMITED | Rep | Dealing in securities | 2023-07-12 | 2023-09-30 |
| Rep | Dealing in securities | 2023-04-03 | 2023-06-30 |
No HKMA registrations in the collected records.