Personnel Hong Kong SFC License Details (ID 29097)

Personnel Hong Kong SFC License Details (ID 29097)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
DELOITTE & TOUCHE CORPORATE FINANCE LIMITED	RO	Advising on corporate finance	2014-01-14	2022-01-31
	RO	Advising on securities	2014-01-14	2022-01-31
	RO	Dealing in securities	2014-01-14	2022-01-31
	Rep	Advising on corporate finance	2013-11-11	2014-01-14
	Rep	Advising on securities	2013-11-11	2014-01-14
	Rep	Dealing in securities	2013-11-11	2014-01-14
SHENG YUAN CAPITAL (HONG KONG) LIMITED	RO	Advising on corporate finance	2013-04-30	2013-09-01
SHENG YUAN SECURITIES LIMITED	RO	Advising on securities	2010-10-27	2013-09-01
	RO	Dealing in securities	2010-10-27	2013-09-01