Personnel SFC Licences and HKMA Registrations (ID 29538271)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
JA SECURITIES LIMITED	RO	Advising on securities	2026-09-28	-
	RO	Asset management	2026-09-28	-
	RO	Dealing in securities	2026-09-28	-
	RO	Advising on securities	2023-05-03	2025-02-11
	RO	Asset management	2023-05-03	2025-02-11
	RO	Dealing in securities	2023-05-03	2025-02-11
	Rep	Advising on securities	2023-04-11	2023-05-03
	Rep	Asset management	2023-04-11	2023-05-03
	Rep	Dealing in securities	2023-04-11	2023-05-03

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

Current registrations only

No HKMA registrations in the collected records.