Personnel SFC Licences and HKMA Registrations (ID 29547093)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Huatai (Hong Kong) Futures Limited	Rep	Dealing in futures contracts	2026-08-10	-
BANDS Financial Limited	Rep	Dealing in futures contracts	2024-07-24	2026-07-23
Forshine Asset Management Limited	Rep	Advising on securities	2023-04-12	2023-10-16
	Rep	Asset management	2023-04-12	2023-10-16

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

Current registrations only

No HKMA registrations in the collected records.