Personnel SFC Licences and HKMA Registrations (ID 29547164)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Novel Wealth Management Limited	RO	Advising on securities	2026-05-20	-
	RO	Asset management	2026-05-20	-
	RO	Dealing in securities	2026-05-20	-
	Rep	Advising on securities	2023-04-12	2026-05-20
	Rep	Asset management	2023-04-12	2026-05-20
	Rep	Dealing in securities	2023-04-12	2026-05-20

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

Current registrations only

No HKMA registrations in the collected records.