| Organisation | Role | Activity | From | Until |
|---|---|---|---|---|
| ROC Capital Management Limited | RO | Asset management | 2024-06-24 | - |
| FinTrek Capital (Hong Kong) Co., Limited | RO | Advising on securities | 2023-04-18 | 2024-03-11 |
| RO | Dealing in securities | 2023-04-18 | 2024-03-11 |
No HKMA registrations in the collected records.