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Personnel Hong Kong SFC License Details (ID 29579252)
Personnel
Key Data
SFC Licenses
Public Disciplinary Actions
SFC licenses
A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.
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Organisation
Role
Activity
From
Until
ROC Capital Management Limited
RO
Asset management
2024-06-24
-
FinTrek Capital (Hong Kong) Co., Limited
RO
Advising on securities
2023-04-18
2024-03-11
RO
Dealing in securities
2023-04-18
2024-03-11