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Personnel Hong Kong SFC License Details (ID 29595255)
Personnel
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SFC Licenses
Public Disciplinary Actions
SFC licenses
A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.
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Organisation
Role
Activity
From
Until
UBS SECURITIES HONG KONG LIMITED
Rep
Advising on corporate finance
2023-09-01
2024-05-22
Rep
Advising on corporate finance
2023-05-22
2023-08-17
Rep
Advising on corporate finance
2023-04-21
2023-05-08