Personnel SFC Licences and HKMA Registrations (ID 29650129)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
FINE SECURITIES LIMITED	RO	Asset management	2025-05-28	-
	RO	Advising on securities	2025-02-11	-
	RO	Dealing in securities	2025-02-11	-
SINOFIDES SECURITIES LIMITED	RO	Advising on securities	2023-05-09	2024-10-31
	RO	Dealing in securities	2023-05-09	2024-10-31
	Rep	Advising on securities	2023-05-03	2023-05-09
	Rep	Dealing in securities	2023-05-03	2023-05-09

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

Current registrations only

No HKMA registrations in the collected records.