Personnel Hong Kong SFC License Details (ID 29650168)

Personnel Hong Kong SFC License Details (ID 29650168)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Saxo Capital Markets HK Limited	RO	Leveraged foreign exchange trading	2024-03-28	2026-03-31
	RO	Advising on securities	2023-11-14	2026-03-31
	RO	Asset management	2023-11-14	2026-03-31
	RO	Dealing in futures contracts	2023-11-14	2026-03-31
	RO	Dealing in securities	2023-11-14	2026-03-31
	Rep	Advising on securities	2023-05-03	2023-11-14
	Rep	Asset management	2023-05-03	2023-11-14
	Rep	Dealing in futures contracts	2023-05-03	2023-11-14
	Rep	Dealing in securities	2023-05-03	2023-11-14
	Rep	Leveraged foreign exchange trading	2023-05-03	2024-03-28