Personnel SFC Licences and HKMA Registrations (ID 29670247)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
CMB International Securities Limited	Rep	Dealing in securities	2025-02-14	-
DONGXING SECURITIES (HONG KONG) COMPANY LIMITED	Rep	Dealing in securities	2023-05-08	2024-07-31

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

Current registrations only

No HKMA registrations in the collected records.