Personnel SFC Licences and HKMA Registrations (ID 29676935)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
UOB KAY HIAN (HONG KONG) LIMITED	Rep	Advising on securities	2024-09-23	-
	Rep	Dealing in securities	2024-09-23	-
Raffles Assets Management (HK) Co. Limited	Rep	Asset management	2023-05-09	2023-06-18

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

Current registrations only

No HKMA registrations in the collected records.