Personnel SFC Licences and HKMA Registrations (ID 29683306)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
GaoTeng Global Asset Management Limited	Rep	Advising on securities	2025-10-24	-
	Rep	Dealing in securities	2025-10-24	-
Bosera Asset Management (International) Co., Limited	Rep	Advising on securities	2023-05-10	2025-06-06
	Rep	Asset management	2023-05-10	2025-06-06
	Rep	Dealing in securities	2023-05-10	2025-06-06

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

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