Personnel Hong Kong SFC License Details (ID 29694951)

Personnel Hong Kong SFC License Details (ID 29694951)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Morgan Stanley Asia Limited	Rep	Dealing in securities	2024-09-20	-
Morgan Stanley Hong Kong Securities Limited	Rep	Providing automated trading services	2024-09-20	-
	Rep	Dealing in futures contracts	2024-09-20	-
	Rep	Dealing in securities	2024-09-20	-
Morgan Stanley Asia Limited	Rep	Dealing in securities	2024-06-07	2024-06-21
Morgan Stanley Hong Kong Securities Limited	Rep	Dealing in futures contracts	2024-06-07	2024-06-21
Morgan Stanley Asia Limited	Rep	Dealing in securities	2024-01-29	2024-02-09
Morgan Stanley Hong Kong Securities Limited	Rep	Dealing in futures contracts	2024-01-29	2024-02-09
Morgan Stanley Asia Limited	Rep	Dealing in securities	2023-06-12	2023-06-23
Morgan Stanley Hong Kong Securities Limited	Rep	Dealing in futures contracts	2023-06-12	2023-06-23
Morgan Stanley Asia Limited	Rep	Dealing in securities	2023-05-12	2023-06-02
Morgan Stanley Hong Kong Securities Limited	Rep	Dealing in futures contracts	2023-05-12	2023-06-02