Personnel SFC Licences and HKMA Registrations (ID 29722259)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
CMB INTERNATIONAL FUTURES LIMITED	Rep	Dealing in futures contracts	2024-10-16	-
CMB International Securities Limited	Rep	Dealing in securities	2024-10-16	-
CES Forex (HK) Limited	Rep	Leveraged foreign exchange trading	2023-08-09	2024-09-18
CES Commodities (HK) Limited	Rep	Dealing in futures contracts	2023-05-18	2024-09-18
CHINA EVERBRIGHT SECURITIES (HK) LIMITED	Rep	Dealing in securities	2023-05-18	2024-09-18
Everbright Securities Digital Finance (HK) Limited	Rep	Dealing in securities	2023-05-18	2024-09-18
Everbright Securities Investment Services (HK) Limited	Rep	Dealing in securities	2023-05-18	2024-09-18

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

Current registrations only

No HKMA registrations in the collected records.