Personnel Hong Kong SFC License Details (ID 29903004)

Personnel Hong Kong SFC License Details (ID 29903004)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
HSBC Global Asset Management (Hong Kong) Limited	Rep	Advising on securities	2024-03-13	2024-07-08
	Rep	Asset management	2024-03-13	2024-07-08
	Rep	Dealing in securities	2024-03-13	2024-07-08
	Rep	Advising on securities	2023-10-26	2023-11-10
	Rep	Dealing in securities	2023-10-26	2023-11-10
HSBC INVESTMENT FUNDS (HONG KONG) LIMITED	Rep	Advising on securities	2023-10-26	2023-11-10
	Rep	Dealing in securities	2023-10-26	2023-11-10
HSBC Global Asset Management (Hong Kong) Limited	Rep	Advising on securities	2023-05-22	2023-07-24
	Rep	Dealing in securities	2023-05-22	2023-07-24
HSBC INVESTMENT FUNDS (HONG KONG) LIMITED	Rep	Advising on securities	2023-05-22	2023-07-24
	Rep	Dealing in securities	2023-05-22	2023-07-24