Personnel Hong Kong SFC License Details (ID 30118)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Greenland (Asia) Securities Co., Limited	RO	Advising on securities	2021-06-23	2023-02-28
	RO	Asset management	2021-06-23	2023-02-28
PO SANG SECURITIES LIMITED	RO	Asset management	2018-06-13	2019-05-01
	RO	Advising on futures contracts	2016-10-28	2019-05-01
	RO	Advising on securities	2016-10-28	2019-05-01
	RO	Dealing in futures contracts	2016-05-30	2019-05-01
	RO	Dealing in securities	2016-05-30	2019-05-01
HUAJIN RESEARCH (INTERNATIONAL) LIMITED	RO	Advising on securities	2016-01-20	2016-05-03
HUAJIN FUTURES (INTERNATIONAL) LIMITED	RO	Dealing in futures contracts	2015-08-17	2016-05-03
HUAJIN SECURITIES (INTERNATIONAL) LIMITED	RO	Dealing in securities	2015-08-17	2016-05-03
313 CAPITAL MANAGEMENT LIMITED 313	RO	Advising on securities	2011-09-28	2014-06-30
	RO	Asset management	2011-09-28	2014-06-30
SOUTH CHINA COMMODITIES LIMITED	RO	Dealing in futures contracts	2011-09-28	2014-06-30
SOUTH CHINA RESEARCH LIMITED	RO	Advising on securities	2011-09-28	2014-06-30
SOUTH CHINA SECURITIES LIMITED	RO	Dealing in securities	2011-09-28	2014-06-30
RHB ASSET MANAGEMENT LIMITED	RO	Advising on securities	2008-05-08	2010-11-02
	RO	Asset management	2008-05-08	2010-11-02
RHB SECURITIES HONG KONG LIMITED	RO	Advising on securities	2007-10-16	2010-11-02
RHB FUTURES HONG KONG LIMITED	RO	Dealing in futures contracts	2007-07-18	2010-11-02
RHB SECURITIES HONG KONG LIMITED	RO	Dealing in securities	2007-07-18	2010-11-02
RHB FUTURES HONG KONG LIMITED	Rep	Dealing in futures contracts	2007-05-15	2007-07-18
RHB SECURITIES HONG KONG LIMITED	Rep	Advising on securities	2007-05-15	2007-10-16
	Rep	Dealing in securities	2007-04-17	2007-07-18
SOUTH CHINA SECURITIES LIMITED	RO	Dealing in securities	2005-08-30	2006-12-19
BOCI Bullion Company Limited	RO	Providing automated trading services	-	2003-06-19
	RO	Dealing in securities	-	2003-06-19
Goldin Equities Limited	RO	Dealing in securities	-	2003-06-19