Personnel SFC Licences and HKMA Registrations (ID 30405358)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
GUOTAI JUNAN SECURITIES (HONG KONG) LIMITED	Rep	Advising on securities	2025-01-28	-
	Rep	Dealing in securities	2025-01-28	-
BOCOM International (Asia) Limited	Rep	Advising on corporate finance	2023-07-03	2024-03-04
BOCOM International Securities Limited	Rep	Advising on securities	2023-07-03	2024-12-07
	Rep	Dealing in securities	2023-07-03	2024-12-07

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

Current registrations only

No HKMA registrations in the collected records.