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Li, Ming (SFC:BMX292) 李明 Hong Kong SFC License Details (ID 30405590)
Li, Ming (SFC:BMX292) 李明
SFC ID:
BMX292
Key Data
SFC Licenses
Public Disciplinary Actions
SFC licenses
A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.
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Organisation
Role
Activity
From
Until
CMBC ASSET MANAGEMENT COMPANY LIMITED
RO
Advising on securities
2023-09-14
2026-08-07
RO
Asset management
2023-09-14
2026-08-07
CMBC SECURITIES COMPANY LIMITED
RO
Dealing in securities
2023-06-20
2026-08-07