Personnel SFC Licences and HKMA Registrations (ID 30405630)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
WRise Wealth Management (Hong Kong) Limited	RO	Advising on securities	2026-11-02	-
	RO	Asset management	2026-11-02	-
	RO	Dealing in securities	2026-11-02	-
	Rep	Advising on securities	2025-12-10	2026-11-02
	Rep	Asset management	2025-12-10	2026-11-02
	Rep	Dealing in securities	2025-12-10	2026-11-02
EG Asset Limited	Rep	Advising on securities	2023-06-15	2025-10-13
	Rep	Asset management	2023-06-15	2025-10-13
	Rep	Dealing in securities	2023-06-15	2025-10-13

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

Current registrations only

No HKMA registrations in the collected records.