Personnel SFC Licences and HKMA Registrations (ID 30405712)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
CHINA INTERNATIONAL CAPITAL CORPORATION HONG KONG SECURITIES LIMITED	Rep	Advising on securities	2026-10-09	-
	Rep	Dealing in securities	2026-10-09	-
CICC US Securities (Hong Kong) Limited	Rep	Dealing in securities	2026-10-09	-
GOLDMAN SACHS (ASIA) L.L.C.	Rep	Advising on securities	2023-07-31	2025-08-02
	Rep	Dealing in securities	2023-07-31	2025-08-02

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

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