Personnel Hong Kong SFC License Details (ID 30405714)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Morgan Stanley Asia Limited	Rep	Dealing in securities	2026-05-13	-
Morgan Stanley Hong Kong Securities Limited	Rep	Providing automated trading services	2026-05-13	-
	Rep	Dealing in futures contracts	2026-05-13	-
	Rep	Dealing in securities	2026-05-13	-
GOLDMAN SACHS (ASIA) L.L.C.	Rep	Dealing in securities	2023-07-27	2026-03-31
GOLDMAN SACHS (ASIA) SECURITIES LIMITED	Rep	Dealing in futures contracts	2023-07-27	2026-03-31
	Rep	Dealing in securities	2023-07-27	2026-03-31