Personnel Hong Kong SFC License Details (ID 30405716)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
GOLDMAN SACHS (ASIA) SECURITIES LIMITED	RO	Providing automated trading services	2025-10-10	-
GOLDMAN SACHS (ASIA) L.L.C.	RO	Dealing in securities	2024-06-11	-
GOLDMAN SACHS (ASIA) SECURITIES LIMITED	RO	Dealing in securities	2024-06-11	-
GOLDMAN SACHS (ASIA) L.L.C.	Rep	Dealing in securities	2023-08-07	2024-06-11
GOLDMAN SACHS (ASIA) SECURITIES LIMITED	Rep	Dealing in futures contracts	2023-08-07	-
	Rep	Dealing in securities	2023-08-07	2024-06-11