Davies, Keith Ernest

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
CITIC Securities International Global Markets Limited	Rep	Advising on securities	2025-01-22	-
	Rep	Dealing in securities	2025-01-22	-
Goldman Sachs Asset Management (Hong Kong) Limited	Rep	Asset management	2023-08-09	2024-06-07
	Rep	Dealing in securities	2023-08-09	2024-06-07

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

Current registrations only

No HKMA registrations in the collected records.

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
CITIC Securities International Global Markets Limited	Rep	Advising on securities	2025-01-22	-
	Rep	Dealing in securities	2025-01-22	-
Goldman Sachs Asset Management (Hong Kong) Limited	Rep	Asset management	2023-08-09	2024-06-07
	Rep	Dealing in securities	2023-08-09	2024-06-07

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

Current registrations only

No HKMA registrations in the collected records.