Lee, Pui Lam (SFC:BTT139) 李沛霖

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
WRise Prestige Asset Management Limited	Rep	Advising on securities	2024-12-27	-
WRise Prestige Securities Limited	Rep	Dealing in securities	2024-12-27	-
JAKOTA ASSET MANAGEMENT LIMITED	Rep	Advising on securities	2023-06-05	2024-07-01
	Rep	Dealing in securities	2023-06-05	2024-07-01

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

Current registrations only

No HKMA registrations in the collected records.

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
WRise Prestige Asset Management Limited	Rep	Advising on securities	2024-12-27	-
WRise Prestige Securities Limited	Rep	Dealing in securities	2024-12-27	-
JAKOTA ASSET MANAGEMENT LIMITED	Rep	Advising on securities	2023-06-05	2024-07-01
	Rep	Dealing in securities	2023-06-05	2024-07-01

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

Current registrations only

No HKMA registrations in the collected records.