Personnel SFC Licences and HKMA Registrations (ID 30406024)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Citadel Asia Limited	Rep	Asset management	2025-01-15	-
Morgan Stanley Asia Limited	Rep	Advising on corporate finance	2023-08-11	2024-11-29
	Rep	Dealing in securities	2023-08-11	2024-11-29

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

Current registrations only

No HKMA registrations in the collected records.