Personnel SFC Licences and HKMA Registrations (ID 30406049)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
NATIXIS ASIA LIMITED	Rep	Advising on securities	2023-08-11	-
	Rep	Dealing in securities	2023-08-11	-

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

HKMA registration number: AE3965

Current registrations only

Institution	Activity	HKMA role	Capacity	From	Until	Status
NATIXIS	Dealing in securities	Non-EO	HEAD OF COVERAGE, INDIA	2023-08-09	—	Current
NATIXIS	Advising on securities	Non-EO	HEAD OF COVERAGE, INDIA	2023-08-09	—	Current
NATIXIS	Advising on corporate finance	Non-EO	HEAD OF COVERAGE, INDIA	2023-08-09	—	Current
渣打銀行 (香港) 有限公司	Dealing in securities	EO	—	2014-06-27	2021-12-17	Former
渣打銀行 (香港) 有限公司	Advising on securities	EO	—	2014-06-27	2021-12-17	Former
渣打銀行 (香港) 有限公司	Advising on corporate finance	EO	—	2014-06-27	2021-12-17	Former
渣打銀行 (香港) 有限公司	Dealing in securities	Non-EO	—	2010-03-10	2014-06-26	Former
渣打銀行 (香港) 有限公司	Advising on securities	Non-EO	—	2010-03-10	2014-06-26	Former
渣打銀行 (香港) 有限公司	Advising on corporate finance	Non-EO	—	2010-03-10	2014-06-26	Former
渣打銀行 (香港) 有限公司	Dealing in securities	Non-EO	—	2009-09-04	2010-03-03	Former
渣打銀行 (香港) 有限公司	Advising on securities	Non-EO	—	2009-09-04	2010-03-03	Former
渣打銀行 (香港) 有限公司	Advising on corporate finance	Non-EO	—	2009-09-04	2010-03-03	Former