Personnel SFC Licences and HKMA Registrations (ID 30406168)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
SINOPAC ASSET MANAGEMENT (ASIA) LIMITED	RO	Advising on securities	2024-12-20	-
	RO	Asset management	2024-05-13	-
	RO	Dealing in securities	2024-02-23	-
	Rep	Dealing in securities	2023-06-01	2024-02-23
	Rep	Asset management	2023-06-01	2024-05-13
	Rep	Advising on securities	2023-06-01	2024-12-20

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

Current registrations only

No HKMA registrations in the collected records.