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Personnel Hong Kong SFC License Details (ID 30406178)
Personnel
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SFC Licenses
Public Disciplinary Actions
SFC licenses
A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.
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Organisation
Role
Activity
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Until
SMBC NIKKO SECURITIES (HONG KONG) LIMITED
Rep
Advising on securities
2023-05-29
2023-12-05