Personnel SFC Licences and HKMA Registrations (ID 30406186)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Standard Chartered Securities (Hong Kong) Limited	Rep	Advising on securities	2023-07-20	-
	Rep	Dealing in securities	2023-07-20	-

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

HKMA registration number: AI4967

Current registrations only

Institution	Activity	HKMA role	Capacity	From	Until	Status
渣打銀行 (香港) 有限公司	Dealing in securities	Non-EO	MACRO TRADING	2020-09-02	—	Current
渣打銀行 (香港) 有限公司	Advising on securities	Non-EO	MACRO TRADING	2020-09-02	—	Current