Personnel Hong Kong SFC License Details (ID 30406198)

Personnel Hong Kong SFC License Details (ID 30406198)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
YEE TAI ASSET MANAGEMENT LIMITED	RO	Advising on securities	2026-07-02	-
	RO	Asset management	2026-07-02	-
	Rep	Advising on securities	2026-06-18	2026-07-02
	Rep	Asset management	2026-06-18	2026-07-02
SINOFIDES SECURITIES LIMITED	RO	Advising on securities	2025-01-02	2025-11-15
	RO	Dealing in securities	2025-01-02	2025-11-15
Target Securities International Limited	RO	Advising on securities	2024-08-23	2024-10-31
	RO	Asset management	2024-08-23	2024-10-31
	RO	Dealing in securities	2024-08-23	2024-10-31
Tang Wealth International Limited	RO	Advising on securities	2023-07-06	2023-10-26
	RO	Asset management	2023-07-06	2023-10-26
	RO	Dealing in securities	2023-07-06	2023-10-26