Tamura, Kota 田村孝太

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Wells Global Asset Management Limited	RO	Advising on securities	2023-10-13	-
	RO	Asset management	2023-10-13	-
	RO	Dealing in securities	2023-10-13	-
	Rep	Advising on securities	2023-06-01	2023-10-13
	Rep	Asset management	2023-06-01	2023-10-13
	Rep	Dealing in securities	2023-06-01	2023-10-13

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

Current registrations only

No HKMA registrations in the collected records.

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Wells Global Asset Management Limited	RO	Advising on securities	2023-10-13	-
	RO	Asset management	2023-10-13	-
	RO	Dealing in securities	2023-10-13	-
	Rep	Advising on securities	2023-06-01	2023-10-13
	Rep	Asset management	2023-06-01	2023-10-13
	Rep	Dealing in securities	2023-06-01	2023-10-13

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

Current registrations only

No HKMA registrations in the collected records.