Personnel SFC Licences and HKMA Registrations (ID 30417300)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Macquarie Asia Securities Limited	Rep	Advising on securities	2025-10-15	-
	Rep	Dealing in securities	2025-10-15	-
Citigroup Global Markets Asia Limited	Rep	Dealing in futures contracts	2024-05-20	2025-08-22
	Rep	Dealing in securities	2023-08-14	2025-08-22

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

Current registrations only

No HKMA registrations in the collected records.