Personnel SFC Licences and HKMA Registrations (ID 30423512)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
UBS SECURITIES ASIA LIMITED	Rep	Dealing in securities	2026-03-09	-
BARCLAYS CAPITAL ASIA LIMITED	Rep	Dealing in futures contracts	2023-08-15	2026-02-07
	Rep	Dealing in securities	2023-08-15	2026-02-07

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

HKMA records could not be loaded. Please try again later.