Personnel Hong Kong SFC License Details (ID 30468)

Personnel Hong Kong SFC License Details (ID 30468)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
BOCOM International (Asia) Limited	RO	Dealing in securities	2020-12-29	2024-12-28
BOCOM International Asset Management Limited	RO	Advising on securities	2013-10-10	2024-12-28
	RO	Dealing in securities	2013-10-10	2024-12-28
BOCOM International (Asia) Limited	RO	Advising on corporate finance	2010-06-04	2024-12-28
BOCOM International Asset Management Limited	RO	Asset management	2010-06-04	2024-12-28
BOCOM International Securities Limited	RO	Advising on securities	2010-06-04	2024-12-28
BOCOM International (Asia) Limited	Rep	Advising on corporate finance	2009-08-14	2010-06-04
BOCOM International Asset Management Limited	Rep	Asset management	2008-11-07	2010-06-04
BOCOM International Securities Limited	RO	Dealing in securities	2008-07-03	2024-12-28
	Rep	Dealing in securities	2007-09-12	2008-07-03
BOCOM International Holdings Company Limited	Rep	Dealing in securities	2007-08-28	2008-03-03
Beijing Securities Limited	RO	Advising on securities	2005-03-18	2007-06-29
	RO	Dealing in securities	2005-03-18	2007-06-29
	Rep	Advising on securities	2004-11-12	2005-03-18
	Rep	Dealing in securities	2004-08-14	2005-03-18