Personnel SFC Licences and HKMA Registrations (ID 30497453)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
SPDB International Securities Limited	Rep	Dealing in securities	2025-08-26	-
SPDB International Capital Limited	Rep	Advising on corporate finance	2023-08-31	2025-08-06
	Rep	Dealing in securities	2023-08-31	2025-08-06

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

Current registrations only

No HKMA registrations in the collected records.