Personnel Hong Kong SFC License Details (ID 30509308)

Personnel Hong Kong SFC License Details (ID 30509308)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
HAITONG INTERNATIONAL FUTURES LIMITED	Rep	Dealing in futures contracts	2024-02-02	2024-04-10
HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED	Rep	Advising on securities	2024-02-02	2024-04-10
	Rep	Dealing in securities	2024-02-02	2024-04-10
China Galaxy International Futures (Hong Kong) Co., Limited	Rep	Dealing in futures contracts	2023-09-04	2023-12-07
China Galaxy International Securities (Hong Kong) Co., Limited	Rep	Advising on securities	2023-09-04	2023-12-07
	Rep	Dealing in securities	2023-09-04	2023-12-07