Personnel Hong Kong SFC License Details (ID 30533245)

Personnel Hong Kong SFC License Details (ID 30533245)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Morgan Stanley Hong Kong Securities Limited	Rep	Dealing in securities	2026-08-11	-
Morgan Stanley Asia Limited	Rep	Advising on futures contracts	2026-08-03	-
	Rep	Advising on securities	2026-08-03	-
	Rep	Dealing in securities	2026-08-03	-
Morgan Stanley Hong Kong Securities Limited	Rep	Providing automated trading services	2026-08-03	-
	Rep	Dealing in futures contracts	2026-08-03	-
Merrill Lynch (Asia Pacific) Limited	Rep	Dealing in securities	2023-11-01	2026-04-30
Merrill Lynch Far East Limited	Rep	Dealing in futures contracts	2023-11-01	2026-04-30
	Rep	Dealing in securities	2023-11-01	2026-04-30
Merrill Lynch (Asia Pacific) Limited	Rep	Dealing in securities	2023-09-08	2023-09-15
Merrill Lynch Far East Limited	Rep	Dealing in futures contracts	2023-09-08	2023-09-15
	Rep	Dealing in securities	2023-09-08	2023-09-15
Merrill Lynch (Asia Pacific) Limited	Rep	Dealing in securities	2023-07-10	2023-07-28
Merrill Lynch Far East Limited	Rep	Dealing in futures contracts	2023-07-10	2023-07-28
	Rep	Dealing in securities	2023-07-10	2023-07-28