Personnel SFC Licences and HKMA Registrations (ID 30533273)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
GF Securities (Hong Kong) Brokerage Limited	Rep	Advising on securities	2025-09-12	-
	Rep	Dealing in securities	2025-09-12	-
TFI Securities and Futures Limited	Rep	Advising on securities	2024-09-26	2025-08-21
TFI Capital Limited	Rep	Advising on corporate finance	2023-09-08	2024-09-26
TFI Securities and Futures Limited	Rep	Dealing in securities	2023-09-08	2025-08-21

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

Current registrations only

No HKMA registrations in the collected records.