Personnel Hong Kong SFC License Details (ID 30600791)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
UBS Asset Management (Hong Kong) Limited	Rep	Advising on securities	2024-11-01	2024-11-08
	Rep	Dealing in securities	2024-11-01	2024-11-08
	Rep	Advising on securities	2024-02-05	2024-02-07
	Rep	Dealing in securities	2024-02-05	2024-02-07
	Rep	Advising on securities	2024-01-26	2024-02-01
	Rep	Dealing in securities	2024-01-26	2024-02-01
	Rep	Advising on securities	2023-09-22	2023-09-27
	Rep	Dealing in securities	2023-09-22	2023-09-27