Personnel Hong Kong SFC License Details (ID 30613910)

Personnel Hong Kong SFC License Details (ID 30613910)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
ABCI CAPITAL LIMITED	Rep	Advising on corporate finance	2026-01-13	-
	Rep	Dealing in securities	2026-01-13	-
ICBC INTERNATIONAL CAPITAL LIMITED	Rep	Advising on corporate finance	2025-08-15	2025-12-18
	Rep	Advising on securities	2025-08-15	2025-12-18
	Rep	Dealing in securities	2025-08-15	2025-12-18
ICBC INTERNATIONAL SECURITIES LIMITED	Rep	Dealing in securities	2025-08-15	2025-12-18
TFI Capital Limited	Rep	Advising on corporate finance	2023-09-25	2025-07-18
TFI Securities and Futures Limited	Rep	Dealing in securities	2023-09-25	2025-07-18