Personnel Hong Kong SFC License Details (ID 30647)

Personnel Hong Kong SFC License Details (ID 30647)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Morgan Stanley Hong Kong Securities Limited	RO	Providing automated trading services	2013-07-23	-
	RO	Dealing in futures contracts	2010-11-30	-
Morgan Stanley Asia Limited	RO	Advising on futures contracts	2010-03-22	-
Morgan Stanley Hong Kong Futures Limited	RO	Providing automated trading services	2010-03-22	2010-12-06
	RO	Dealing in futures contracts	2010-03-22	2010-12-06
Morgan Stanley Asia Limited	RO	Advising on securities	2009-07-29	-
	RO	Dealing in securities	2004-11-24	-
	RO	Providing automated trading services	2004-11-24	2013-07-23
	Rep	Providing automated trading services	2003-04-01	2004-11-24
	Rep	Dealing in securities	2003-04-01	2004-11-24
Morgan Stanley Hong Kong Futures Limited	Rep	Providing automated trading services	2003-04-01	2010-03-22
	Rep	Dealing in futures contracts	2003-04-01	2010-03-22
Morgan Stanley Hong Kong Securities Limited	RO	Dealing in securities	2003-04-01	-