Personnel Hong Kong SFC License Details (ID 30677671)

Personnel Hong Kong SFC License Details (ID 30677671)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Target Securities International Limited	RO	Advising on securities	2025-05-09	-
	RO	Asset management	2025-05-09	-
	RO	Dealing in securities	2025-05-09	-
	Rep	Advising on securities	2024-06-20	2025-05-09
	Rep	Asset management	2024-06-20	2025-05-09
	Rep	Dealing in securities	2024-06-20	2025-05-09
Waton Securities International Limited	Rep	Asset management	2024-05-29	2024-06-12
	Rep	Advising on securities	2024-04-16	2024-06-12
	Rep	Dealing in securities	2024-03-15	2024-06-12
Sigma Capital Management Limited	Rep	Dealing in securities	2023-10-06	2023-12-08