Personnel Hong Kong SFC License Details (ID 30693340)

Personnel Hong Kong SFC License Details (ID 30693340)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
MIZUHO SECURITIES ASIA LIMITED	Rep	Advising on corporate finance	2026-04-20	-
	Rep	Advising on securities	2026-04-20	-
	Rep	Dealing in securities	2026-04-20	-
CMB International Capital Limited	Rep	Advising on corporate finance	2025-02-14	2026-02-27
	Rep	Dealing in securities	2025-02-14	2026-02-27
CITIC Securities (Hong Kong) Limited	Rep	Advising on corporate finance	2023-10-10	2024-05-06
	Rep	Advising on securities	2023-10-10	2024-05-06
CLSA LIMITED	Rep	Dealing in securities	2023-10-10	2024-05-06